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Powers On… Why the SEC is not your friend (and how to deal with that)

Published 03/30/2021, 11:58 AM
Updated 03/30/2021, 02:00 PM
Powers On… Why the SEC is not your friend (and how to deal with that)

Powers On... is a new monthly opinion column from Marc Powers, who spent much of his 40-year legal career working with complex securities-related cases in the United States after a stint with the SEC. He is now an Adjunct Professor at Florida International University School of Law, where he teaches a course on 'Blockchain, Crypto and Regulatory Considerations.'

While I was in private law practice for 35 years, after serving for five years in the Security and Exchange Commission’s Division of Enforcement, I came to learn certain truths. Especially when a company and its officers were subject to SEC or other governmental investigations and enforcement proceedings.

Powers’ Immutable Truths: Number One

Powers’ Immutable Truths: Number Two

Powers’ Immutable Truths: Number Three

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